M&A Advisor

Ian Mccarty
Ian Mccarty
  • Male
  • Encinitas, CA
  • United States
Share on Facebook
Share Twitter
 

Ian Mccarty's Page

Latest Activity

Profile Icon

Everybody’s talking Preferred Risk E&O Insurance – What is it?

No Life and Health Agent should risk their career and business by not carrying professional liability coverage. Finally...E&O Insurance for less money!“Now that high-risk agents are purged from the pool, low-risk agents can get a much better deal.”Find out more at http://www.eoforless.comSee More
Blog post by Ian Mccarty Oct 14, 2009
0 Comments
Profile Icon
Congratulate them!
Ian Mccarty was featured Jul 21, 2009
Profile Icon

NASD Rules on Using Testimonials- Let's not rule out using testimonials until we get the facts...

From NASD Website:I did some more digging and found that some securities licensed folks actually can use testimonials, to a limited degree if they follow rules like these:From NASD, NASD Rules 2210(d)(1)(D) and (d)(2)(A) :(2) Standards Applicable to Advertisements and Sales Literature(A) Advertisements or sales literature providing any testimonial concerning the investment advice or investment performance of a member or its products must prominently disclose the following:(i) The fact that the…See More
Blog post by Ian Mccarty Jul 17, 2009
0 Comments
Profile Icon
Ian Mccarty is now a user of M&A Advisor Jul 17, 2009
Welcome Them!

Profile Information

First Name
Ian
Last Name
McCarty
Job Title
Customer Service Specialist
Company
National Ethics Bureau
Type of Business
Other
If Type of Business is "Other", please describe
Member Association of Background-Checked Financial Professionals
Transaction Size "Sweet Spot" (USD)
Not applicable
City
San Diego
State
CA
Country
United States

Ian Mccarty's Blog

Ian Mccarty

Everybody’s talking Preferred Risk E&O Insurance – What is it?

Posted on October 14, 2009 at 4:30pm 0 Comments

No Life and Health Agent should risk their career and business by not carrying professional liability coverage. Finally...E&O Insurance for less money!
“Now that high-risk agents are purged from the pool, low-risk agents can get a much better deal.”
Find out more at http://www.eoforless.com
Ian Mccarty

NASD Rules on Using Testimonials- Let's not rule out using testimonials until we get the facts...

Posted on July 17, 2009 at 2:12pm 0 Comments

From NASD Website:



I did some more digging and found that some securities licensed folks actually can use testimonials, to a limited degree if they follow rules like these:



From NASD, NASD Rules 2210(d)(1)(D) and (d)(2)(A) :



(2) Standards Applicable to Advertisements and Sales Literature



(A) Advertisements or sales literature providing any testimonial concerning the investment advice or investment performance of a member or its products must… Continue

Comment Wall

You need to be a user of M&A Advisor to add comments!

Join M&A Advisor

  • No comments yet!
 
 
 

Join Us On

M&A Links™

M&A Links™ - Thank you for visiting the online community for mergers and acquisitions, financing, and turnaround professionals. Registration is complimentary to qualified professionals only.

© 2012   Created by The M&A Advisor.

Badges  |  Report an Issue  |  Terms of Service