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Ian Mccarty
- Male
- Encinitas, CA
- United States
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No Life and Health Agent should risk their career and business by not carrying professional liability coverage. Finally...E&O Insurance for less money!
“Now that high-risk agents are purged from the pool, low-risk agents can get a much better deal.”…
From NASD Website:
I did some more digging and found that some securities licensed folks actually can use testimonials, to a limited degree if they follow rules like these:
From NASD, NASD Rules 2210(d)(1)(D) and (d)(2)(A) :
(2) Standards Applica…
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- First Name
- Ian
- Last Name
- McCarty
- Title
- Customer Service Specialist
- Company
- National Ethics Bureau
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- Other
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- Member Association of Background-Checked Financial Professionals
- Transaction Size "Sweet Spot" (USD)
- Not applicable
- City
- San Diego
- State
- CA
- Country
- United States
Ian Mccarty's Blog
Everybody’s talking Preferred Risk E&O Insurance – What is it?
No Life and Health Agent should risk their career and business by not carrying professional liability coverage. Finally...E&O Insurance for less money!
“Now that high-risk agents are purged from the pool, low-risk agents can get a much better deal.”
Find out more at http://www.eoforless.com
“Now that high-risk agents are purged from the pool, low-risk agents can get a much better deal.”
Find out more at http://www.eoforless.com
Posted on October 14, 2009 at 4:30pm —
NASD Rules on Using Testimonials- Let's not rule out using testimonials until we get the facts...
From NASD Website:
I did some more digging and found that some securities licensed folks actually can use testimonials, to a limited degree if they follow rules like these:
From NASD, NASD Rules 2210(d)(1)(D) and (d)(2)(A) :
(2) Standards Applicable to Advertisements and Sales Literature
(A) Advertisements or sales literature providing any testimonial concerning the investment advice or investment performance of a member or its products must prominently disclose the following:
(i) The fact… Continue
I did some more digging and found that some securities licensed folks actually can use testimonials, to a limited degree if they follow rules like these:
From NASD, NASD Rules 2210(d)(1)(D) and (d)(2)(A) :
(2) Standards Applicable to Advertisements and Sales Literature
(A) Advertisements or sales literature providing any testimonial concerning the investment advice or investment performance of a member or its products must prominently disclose the following:
(i) The fact… Continue
Posted on July 17, 2009 at 2:12pm —
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